For certain SEC filings, foreign issuers are required to file a separate but concurrent form, SEC Form F-X, to appoint a process agent rather than identify the agent on a cover page. Listed are some of those SEC filings, along with brief descriptions of their related registrations or transactions
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As a celebration of the people who make this blog possible (and a chance to catch up), we’re taking Thanksgiving Day to highlight popular 2018 posts.
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Effective October 1st, 2018, the Code of Colorado Regulations no longer requires charitable organizations fundraising in Colorado to name a registered agent in the online registration statements or registration statement renewals required by the Colorado Charitable Solicitations Act.
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The Wayfair decision is certainly impacting companies regarding the need to register to collect sales tax but it may extend even further — requiring sellers to qualify or register as a foreign entity to do business in a given state.
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State laws grant the public the right to request state and local records, ensuring access to information similar to the federal Freedom of Information Act (FOIA). However, various exemptions allow agencies to limit or withhold certain information.
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In June 2018, the Supreme Court overturned existing precedent on taxing remote sellers with 5-4 decision on South Dakota v. Wayfair, Inc. What impacts lie ahead for remote businesses and charitable organizations, as other states follow suit?
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Knowing about these quirky state requirements can help you avoid the delays, fees and loss of face caused by having a document rejected in California, Illinois or New York.
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Even if school days are well behind you, it can’t hurt to brush up on some UCC Article 9 fun facts and see how your knowledge held up through the long sunny days of summer. Challenge yourself with the quiz below.
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Building a shared understanding of entities and ownership that promotes increased transparency in the financial sector, the use of LEIs allows transacting parties and financial institutions to better evaluate their level of risk and exposure in a given transaction.
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Just like the nonprofit organizations they support, professional fundraisers must register in compliance with varying state regulations, which depend on their level of involvement in the solicitation process.
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